Robin Miller – Chief Compliance Officer

“When you’re dealing with clients’ money, it’s important for them to know that we take compliance very seriously.  That protects them as much as it protects our firm.”

Bringing nearly two decades of financial service and compliance experience to Fort Pitt Capital Group, Robin Miller takes those words to heart every day, in every interaction.  Any less would diminish the firm’s history of outstanding compliance.

Many firms our size outsource their compliance oversight, or assign the responsibility to somebody who already has other duties within the firm.  We believe that compliance is such a key part of our operations that I am here every day as a permanent part of the Fort Pitt Capital team,” she said.  “We all see the client as being our number one priority.  I may see the situation from a unique perspective, but we’re all working toward the same goal.” 

Robin’s duties include ensuring adherence to all governmental regulations regarding investments, from internal procedures to reviews of client investment plans.  She also serves as Chief Compliance Officer for The Fort Pitt Capital Total Return Fund.  Prior to joining FPCG, Robin served as Chief Compliance Officer for Allegheny Investments and Allegheny Financial Group.

She holds NASD Series 7, 63, 65 and 24 licenses and lives in Valencia with her husband and son.